Creizman LLC represents Broker-Dealer CEO in high-profile federal criminal fraud prosecution

A legal industry publication recently reported on developments in a high profile criminal case in the United States District Court for the Southern District of New York in which Eric Creizman is representing a CEO of a Broker-Dealer charged with obstructing an SEC regulatory audit.  Pretrial motions for the defense are due in January and a trial is expected later this year.

Here is a link to the article in Law360 White Collar Crime:  SEC Judge Dings Bharara’s Office For Emailed Stay Request – Law360

Below are links to previous press reports on the case:

Crucible’s Moore Charged by U.S

FBI — CEO of Broker-Dealer Charged in Manhattan Federal Court with Obstructing Regulatory Examination by Producing False Invoices to SEC Exam Team and with Making False Statements and False Filings Related to Net Capital